U. S. Coast Guard COMMANDANT INSTRUCTION 1754.10C has been promulgated:
PURPOSE:
To establish policy and prescribe procedures for the Coast Guard Sexual
Assault Prevention and Response Program (SAPRP). The ultimate purpose
of this program is to build a culture of prevention, sensitive response
and accountability in keeping with the Coast Guard’s values of honor,
respect, and devotion to duty.
ACTION:
Area, district, and sector commanders, commanders of maintenance and
logistics commands, commanding officers of integrated support commands,
commanding officers of headquarters units, assistant commandants for
directorates, Judge Advocate General and special staff elements at
Headquarters shall ensure compliance with the provisions of this
Instruction. Internet release authorized.
a.
This Instruction applies when sexual assault is reported or alleged and
a Coast Guard active duty member, Coast Guard Reserve member on active
duty or in a drill status, civilian employee, or dependent is the victim
or accused and the incident occurs on Coast Guard controlled property.
It also applies when sexual assault is reported or alleged and a Coast
Guard active duty member or Coast Guard Reserve member on active duty or
in a drill status is the victim or accused and the incident occurs off
Coast Guard controlled property.
b. Total compliance
with the requirements of this instruction will be challenging and, in
some cases impossible, as circumstances beyond Coast Guard control will
limit what can be done. Nonetheless, reasonable efforts shall be made to
provide all covered victims the same response procedures and applicable
reporting options described in this Instruction.
d.
The Superintendent of the Coast Guard Academy may supplement the
procedures in this Instruction to effectively use the unique support and
counseling resources available at the Academy in cases involving cadets
and officer candidates. All incidents must be reported to Commandant
(CG-1112) per paragraphs 8.i.(2).b. and 8.i.(2).d. All incidents where
victims choose unrestricted reporting must be immediately reported to
the Coast Guard Investigative Service.
e. The
restricted reporting option is available to those sexual assault victims
who are Coast Guard members assaulted while in an active duty status.
This includes members of the Coast Guard Reserve component when they are
performing active duty training, or are in Title 10 (regular active
duty) or Title 14 (emergency augmentation) status, or while in an
inactive duty for training status. (Note: legislative and notice of
eligibility procedural changes are needed to ensure that reservists can
receive all needed services and still request restricted reporting.
These issues are being worked. Future guidance will be provided when
needed changes are in place.)
f. This Instruction
supersedes all regulatory and policy guidance that is inconsistent with
this Instruction, including references (a) through (d), not expressly
mandated by law.
g. Reference
(e) provides policies and procedures for reporting sexual abuse
incidents occurring between family members or committed by caregivers
and should be followed in those situations.
h. Any
questions about the applicability of this Instruction should be directed
to the cognizant Integrated Support Command/Headquarters Support
Command Work-Life staff, or Commandant (CG-1112).
a.
The Coast Guard is committed to ensuring victims of sexual assault are
protected, treated with dignity and respect, and provided appropriate
ongoing support. In addition, the Coast Guard is dedicated to ensuring
that persons who commit crimes are held accountable. To achieve these
dual objectives, the Coast Guard is adopting new policies that provide
victims with more choices. The Coast Guard prefers unrestricted
(complete reporting) of sexual assaults to activate both victims’
services and accountability actions but recognizes that unrestricted
(complete reporting) represents a barrier for some victims in accessing
needed services. Therefore, the Coast Guard now provides an option for
restricted (confidential) reporting which does not activate the official
investigatory process until/unless the victim chooses to request this
option.
b. Commanding Officers have a responsibility
to ensure community safety and due process of law, but they must also
recognize the importance of protecting the privacy of victims under
their command. Subject matter experts agree that a reporting system
which promotes privacy and confidentiality for victims can have a
positive impact that encourages victims to provide information about the
assault.
c. Coast Guard members who are sexually
assaulted now have the following reporting options: unrestricted and
restricted reporting.
(1) Unrestricted Reporting. A
service member who is sexually assaulted and desires medical treatment,
counseling, and an official investigation of his or her allegation can
report the matter using official reporting channels, e.g., Duty
Watchstander, Supervisor, or the Chain of Command. Once a Coast Guard
official receives a report that a sexual assault has occurred, the Coast
Guard Investigative Service (CGIS) must be notified immediately. Use of
the unrestricted reporting option is encouraged as it provides for
immediate formal investigation by trained criminal investigators as well
as the full range of protections to the victim including Military
Protection Orders (MPO) and other police and command protective actions.
It is the only option that can lead to offenders being held accountable
and stopped from reoffending. Once notified of an allegation, CGIS has
sole responsibility for the investigation. Commands are prohibited from
taking any formal or informal investigative action, to include
preliminary inquiry or interview of alleged victims, suspects or
witnesses regarding the assault.
(2) Restricted
Reporting. Restricted reporting allows a sexual assault victim to
confidentially disclose the details of his or her assault to specific
categories of individuals and receive medical treatment and counseling
without triggering the official Coast Guard investigative process and
notification of the victim’s command. Service members who are sexually
assaulted and desire restricted reporting under this policy should
report the assault only to an Employee Assistance Program Coordinator
(EAPC), a Victim Support Person (VSP), or a DoD or Coast Guard
Healthcare Provider (HCP). Cadets or Officer Candidates at the Coast
Guard Academy may also report to those individuals listed in the
Superintendent’s Instruction including Cadet Counselors, Academy
Chaplains, and members of Cadets Against Sexual Assault (CASA). Service
members who initially elect the restricted reporting option can, within
12 months of their initial confidential report of the assault, elect to
pursue unrestricted reporting, which will result in initiation of a
formal investigation by CGIS and afford the victim the full range of
protections, including Military Protection Orders (MPO) and other police
and command protective actions.
(a) Restricted reporting may not be an option if:
1.
The member is assigned to an afloat unit and is underway and/or in a
port other than their homeport at the time the assault is reported.
However, restricted reporting may be available to victims who initially
report to a military treatment facility (MTF) ashore, regardless of
where the assault occurred; and restricted reporting may be an option if
reported while assigned to a Coast Guard vessel with a Medical Officer
aboard.
2. State law mandates that a report be made to
the police agency that has jurisdiction where the assault occurred or
was reported. In such jurisdictions the victim may be questioned by the
police who may pursue the investigation and may notify CGIS regardless
of the victim’s wishes. A description of applicable State Laws can be
found at www.sapr.mil (click on Resources and go to bottom of page and
click Civilian Rape Reporting Laws).
3. It is
determined that the victim or other person(s) would otherwise remain in
serious and imminent danger if the crime is not reported;
4. The victim is incapacitated or otherwise unable to make a competent decision;
5.
The sexual assault was disclosed by a third party (someone other than
an EAPC, HCP, VSP, or Chaplain) to another member either in the same
command or another command. Third-party disclosures shall not by
themselves rule out the possibility of restricted reporting when the
incident is disclosed by the victim in the presence of a non-medical
support person at a medical procedure.
(b) Normally,
an HCP or EAPC, in consultation with the servicing legal office, can
determine whether one of the “exceptions” to the third party disclosure
rule has been met. Any privilege recognized under the Military Rules of
Evidence will constitute an “exception” to the third party disclosure
rule.
(c) If a victim reveals offenses in addition to
the alleged sexual assault, that information will be subject to the same
rules governing disclosure as the reported sexual assault.
(d) Unauthorized disclosures of restricted reporting may result in administrative or disciplinary action.
(e)
The restricted reporting option does not create any actionable rights
for the alleged offender or victim, nor does it constitute a grant of
immunity for any actionable misconduct on the part of the victim.
(3)
Report Made to a Chaplain. The policy on restricted reporting is in
addition to the current protections afforded privileged communications
with a Chaplain, and does not alter or affect those protections.
d. The purpose of the notification requirements described in this Instruction are to:
(1) Initiate the immediate official investigative process when appropriate;
(2) Document the initiation and progress of a victim’s case to ensure system accountability;
(3) Identify treatment options recommended to or preferred by the victim;
(4) Identify the final legal disposition; and
(5)
Assist with identifying and managing trends, analyzing risk factors or
circumstances, and taking action or making plans to eliminate or
mitigate those risks as much as possible.
e. The
purpose of the interventions described in this Instruction is to assist
victims in tapping into their own natural resilience in recovering from
the assault. In other words, to help “victims” become “survivors.”
6. DEFINITIONS. An extensive list of terms and definitions related to this Instruction is provided in enclosure (1).
7.
PREVENTION. A command climate of prevention is enhanced by efforts to
increase mutual respect and trust, efforts that highlight appreciation
for diversity, and efforts to affirm the contributions of all personnel.
Additionally, commands shall foster this climate by:
a.
Emphasizing that sexual assault is a serious crime punishable under the
Uniform Code of Military Justice (UCMJ) as well as under state and
local criminal statutes.
b. Emphasizing that sexual
assault violates the Coast Guard’s core values and that ultimately it
destroys unit cohesion and the trust that is essential for mission
success.
c. Reminding all members that appropriate action will be taken with all reported sexual assaults.
d. Emphasizing the potential legal consequences for those who are found guilty of such crimes.
e. Assessing the organization’s climate and responding with appropriate action toward any negative trends that may emerge.
f. Ensuring that all unit personnel receive annual sexual assault prevention training as required by this Instruction.
g. Handling all incidents per guidance in this Instruction.
d. Superintendent of the Coast Guard Academy shall:
(1)
Ensure that all sexual assault incidents are reported to Commandant
(CG-1112) using the Sexual Assault Incident Report Format in enclosure
(3). Ensure that monthly updated reports are provided until services are
no longer being provided and the case has been resolved. The case
tracking number, as defined in this Instruction, is to be used to
identify the case. No names are to be included in these reports. (No
reports with names, or cross-reference list containing names, will be
kept by Commandant (CG-1112)).
(2) Comply with the Commander’s Checklist for Unrestricted Reports of Sexual Assault, which is enclosure (4).
(3)
Establish procedures to ensure the restricted reporting option and
support services are available to all victims assigned to the Academy.
(4)
Seek agreements with civilian medical facilities and local law
enforcement agencies to retain and maximize victims' reporting options
described in this Instruction.
PREVENTION. A
command climate of prevention is enhanced by efforts to increase mutual
respect and trust, efforts that highlight appreciation for diversity,
and efforts to affirm the contributions of all personnel. Additionally,
commands shall foster this climate by:
a. Emphasizing
that sexual assault is a serious crime punishable under the Uniform Code
of Military Justice (UCMJ) as well as under state and local criminal
statutes.
b. Emphasizing that sexual assault violates
the Coast Guard’s core values and that ultimately it destroys unit
cohesion and the trust that is essential for mission success.
c. Reminding all members that appropriate action will be taken with all reported sexual assaults.
d. Emphasizing the potential legal consequences for those who are found guilty of such crimes.
e. Assessing the organization’s climate and responding with appropriate action toward any negative trends that may emerge.
f. Ensuring that all unit personnel receive annual sexual assault prevention training as required by this Instruction.
g. Handling all incidents per guidance in this Instruction.
KEY DUTIES AND RESPONSIBILITIES.
a. Commandant (CG-111) shall:
(1) Be responsible for oversight of policy and procedure implementation as described herein.
(2)
Collaborate with Commanding Officers, Work-Life staff supervisors, and
Coast Guard Medical personnel to ensure compliance with this
Instruction.
(3) Monitor restricted reporting
incidents, including tracking the locations and providing reports as
appropriate. Names or other personal identifying information are not to
be included in these reports and names shall not be included in the file
names used for this report.
(4) Coordinate with CGIS and the Judge Advocate General’s Office of Military Justice (CG-0946) as needed.
b. Commandant (CG-1112) shall:
(1) Promulgate policy and guidance regarding the Coast Guard’s SAPRP.
(2)
Provide periodic training on the requirements of this Instruction to
field elements to ensure adequate and appropriate implementation.
(3)
Establish a reporting system as required by this Instruction and create
and evaluate quarterly statistical updates for training purposes and
for monitoring the effectiveness of the SAPRP.
(4) Provide oversight of Quality Assurance review processes to ensure provision of quality services.
(5) Provide direct technical guidance to field staff, e.g., EAPCs, HCPs, etc., on the SAPRP.
c. CGIS Headquarters (CG-2-CGIS) shall:
(1)
Ensure CGIS field units initiate and report formal criminal
investigation of all alleged, suspected or actual incidents of rape or
sexual assault reported to CGIS as an unrestricted report per CGIS
policy and procedures.
(2) Ensure all CGIS field
elements immediately notify the appropriate EAPC upon receipt of the
initial report of an allegation of rape or sexual assault.
(3) Ensure all CGIS investigative personnel are trained on the requirements of this Instruction.
(4)
Centrally manage the storage of evidence gathered in restricted
reporting cases, to include Victim’s Sexual Assault Evidence Collection
Kits, until the victim decides to initiate the official investigative
process or until the one-year anniversary date of receipt of the
evidence by CGIS Headquarters, whichever comes first. Enclosure (2)
provides information on the management of evidence collected in
restricted reporting cases.
(5) Liaison with external investigating law enforcement agencies in all cases as appropriate under this Instruction.
(6)
Advise all victims that they have the option to have a VSP, or other
support person of his/her choosing, present during any interview. If the
victim requests a VSP, or other support person, ensure that reasonable
efforts are made for that person to be present during any interview or
medical procedure if this can be accomplished without unduly delaying
the investigation.
(7) Coordinate the transfer of any
evidence held in restricted reporting cases for laboratory analysis when
the victim chooses the unrestricted reporting option.
(8)
Report aggregate data on unrestricted reporting cases to the Director
of the Department of Defense Sexual Assault Prevention and Response
Office on a quarterly basis.
d. Superintendent of the Coast Guard Academy shall:
(1)
Ensure that all sexual assault incidents are reported to Commandant
(CG-1112) using the Sexual Assault Incident Report Format in enclosure
(3). Ensure that monthly updated reports are provided until services are
no longer being provided and the case has been resolved. The case
tracking number, as defined in this Instruction, is to be used to
identify the case. No names are to be included in these reports. (No
reports with names, or cross-reference list containing names, will be
kept by Commandant (CG-1112)).
(2) Comply with the Commander’s Checklist for Unrestricted Reports of Sexual Assault, which is enclosure (4).
(3)
Establish procedures to ensure the restricted reporting option and
support services are available to all victims assigned to the Academy.
(4)
Seek agreements with civilian medical facilities and local law
enforcement agencies to retain and maximize victims' reporting options
described in this Instruction.
e. Commanders of Maintenance and Logistics Commands (MLC) shall:
(1) Conduct regular Quality Assurance reviews of EAPC performance to ensure compliance with this Instruction.
(2)
Ensure that a Judge Advocate advises the victim and any witness(es) of
their rights under the Victim Witness Assistance Program, per reference
(a).
(3) Ensure all Coast Guard HCPs know the
requirements of this Instruction. Of particular importance are those
responsibilities in response to the victim immediately after a report is
made. A collaborative approach with the EAPC, VSP and all HCPs is
essential to meet the needs of the victim.
f. Command Chaplains shall:
(1) Provide and/or coordinate appropriate spiritual care and/or referral services, if requested by the victim.
(2) Participate appropriately in command climate stabilization responses.
(3)
Ensure all chaplains receive mandatory annual training on
implementation of this Instruction, which shall be provided or
coordinated by the EAPC.
g. Commanding Officers (COs) and Officers-in-Charge (OINCs) shall:
(1) Comply with the Commander’s Checklist for Unrestricted Reports of Sexual Assault, which is enclosure (4).
(2)
Provide information to the cognizant EAPC for the purpose of meeting
the initial and monthly update requirements of paragraph 8.i.(2) of this
Instruction. Commands must notify the EAPC of all reports of sexual
assaults immediately after being informed of an allegation.
(3)
Ensure completion of mandatory annual training on sexual assault
prevention and the correct use of this Instruction by all unit
personnel, both military and civilian, including assigned Coast Guard
Chaplains and Public Health Service personnel detailed to the Coast
Guard. The training must provide military personnel with an
understanding of the reporting options available to them and the
procedures used to ensure confidentiality.
(4) Ensure that all persons nominated to become VSPs are screened and recommended by the EAPC.
(5)
Ensure that the competency/qualification code “VSP” is appropriately
recorded per reference (f) for each Coast Guard member VSP, once
certified as qualified by the EAPC.
(6) Provide
support for the VSP, including reimbursement for travel expenses. Ensure
that each supervisor of a VSP signs enclosure (5) and each VSP signs
enclosure (6). VSPs provide emotional support and assistance to the
victim per enclosure (7) and as directed by the EAPC.
(7)
In cases involving unrestricted reporting consider not taking action on
victim collateral misconduct until the final disposition of the sexual
assault case.
(8) Recognize the consumption of alcohol
by the victim, when discovered as a factor in an incident, as an
alcohol-related situation vice an alcohol incident for administrative
purposes and refer the victim for screening and treatment as
appropriate. If the screening determines alcohol treatment is necessary,
and the victim refuses or fails treatment, the use of alcohol may be
considered an alcohol incident for administrative purposes.
(9)
Consider the use of an MPO. In most cases it will be appropriate to bar
the alleged offender from contact with the victim. In cases under
investigation by CGIS, the use of an MPO shall
be coordinated with CGIS to ensure that any on-going investigative activity is not compromised or otherwise hampered.
(10)
Consider reassignment of the victim. Reassignment of the victim is
appropriate based on service need and when doing so is in the victim’s
best interest and is consistent with his/her performance. In cases under
investigation by CGIS, the use of reassignment for the victim shall be
coordinated with CGIS to ensure that any on-going investigative activity
is not compromised or otherwise hampered.
(11)
Consider reassignment of the alleged offender when it is in the best
interest of the victim and there is a service need. Reassignment of the
alleged offender should only be used after consultation with the
servicing legal office and Coast Guard Personnel Command. In cases under
investigation by CGIS, the use of reassignment for the alleged offender
shall be coordinated with CGIS to ensure that any on-going
investigative activity is not compromised or otherwise hampered.
(12)
Where applicable and to the extent possible, consider military, vice
civilian, incarceration and prosecution of the alleged offender to
protect the member’s family from immediate financial hardship. If the
proposed initial law enforcement response is civilian incarceration and
prosecution, recognize that this response option statutorily mandates
that the member be placed in an absent without leave status, resulting
in the immediate loss of all pay and benefits.
h. Work-Life Supervisors shall:
(1)
Upon notification by the CO or OINC that an alleged rape or sexual
assault has occurred, notify the EAPC as soon as possible, and confirm
that CGIS has been notified in cases where the victim has elected
unrestricted reporting.
(2) Be prepared to provide advice and guidance per this Instruction in the event the EAPC is not available.
(3)
Ensure cross-training is provided to other appropriate Work-Life staff
who may, in the absence of the EAPC, perform EAPC duties under this
Instruction.
(4) Coordinate directly with the
appropriate district Staff Judge Advocate to facilitate creation of
agreements with civilian medical facilities to retain and maximize
victim’s reporting options described in this Instruction.
i. EAPC Responsibilities:
(1) Victim.
(a)
Explain the Victim Reporting Preference Statement Form, enclosure (8),
to all active duty victims. The goal of this explanation is for victims
to understand all reporting options available, including the limitations
of restricted reporting, and to have an opportunity to declare their
choice. Of particular concern is for the victim to understand
that
the normal protections under unrestricted reporting, such as a military
protection order, will not be available to them and that they may have
continuing contact with the abuser. This form must be completed for all
victims. This responsibility may be delegated to the VSP or Coast Guard
HCP in those situations where the VSP or HCP see the victim first.
(b)
Offer the services of a VSP, if available, and counseling services to
the victim. The assigned VSP must be the same gender as the victim
unless the victim agrees to a VSP of the opposite gender.
(c)
Ensure that victims are informed of their rights under federal law, 18
USC § 3771(a). These rights are listed on page 2 of enclosure (8), the
Victim Reporting Preference Statement Form.
(d)
Explain to the victim any applicable State Law and associated
investigatory practices in sexual assault cases that may require,
despite the victim’s preference, reporting the offense to the local
police department where the offense occurred, and that the police
department may notify CGIS.
(e) In all cases, inform victim of their right to contact law enforcement authorities, including CGIS.
(f) Provide rape and sexual assault information handouts to victims and families.
(g) Provide case management to ensure the victim continues to receive appropriate services.
(h)
Maintain records as necessary to identify victims and track services
provided. This includes maintaining a victim-specific file with a
contact log that records each contact made with the victim or on behalf
of the victim. The signed copy of enclosure (8) will be kept in this
file. The EAPC will maintain all records that could serve to identify
the victim in a secure container and strictly control access to the
information. Per reference (g), the case record shall be destroyed at
the end of three years after the last contact with the victim.
Consultation with the servicing legal office is required prior to
releasing any information related to a case when the restricted
reporting option has been selected or when the request comes from a
military or civilian court.
(i) Ensure that the victim
is aware that, regardless of reporting preference, the information
contained in the record can be disclosed to military or civilian courts
when so ordered by a judge, or as otherwise required in federal and
state law, or by international agreements.
(j) Limit
contacts made on behalf of the victim, or related to the victim’s case,
to those authorized by the victim, or this Instruction, or listed as
exceptions under page 2 of enclosure (8).
(k) Contact
CGIS Headquarters immediately if a victim who previously requested
restricted reporting now requests unrestricted reporting. If the case
involves evidence in storage, this report must include the victim’s
identifying information, the EAPC tracking number
specific
to the victim, and the Preliminary Inquiry Case Control Number (PI CCN)
previously provided by CGIS Headquarters. Upon receipt of this
information, CGIS Headquarters will notify the appropriate CGIS field
office to initiate a criminal investigation and initiate transfer of any
evidence collected under restricted reporting, to include Victim’s
Sexual Assault Evidence Collection Kit, to the appropriate laboratory
for analysis.
(l) Advise all victims that collection
of forensic evidence is preferred in all cases, including those cases in
which the victim requests restricted reporting. Advise the victim that
it is up to him or her to determine to what degree he or she will
participate in the evidence gathering process.
(m) If
the victim agrees to the collection of evidence, advise him/her not to
hamper potential evidence collection by bathing, douching, changing
clothes, eating, drinking, or cleaning in any way prior to the forensic
examination.
(n) In restricted reporting cases,
attempt to collect all clothing worn during or after the attack, and
other materials (such as sheets, blankets, etc.) that may have evidence
on them for transfer to CGIS Headquarters for storage. If there is any
question about whether an article or item has evidence on it, include
it. Consult with CGIS Headquarters regarding the best methods for
handling and packaging evidence.
(o) Arrange whenever
possible, with the victim’s consent, for a qualified medical person to
collect evidence from the victim using a Victim’s Sexual Assault
Evidence Collection Kit. In unrestricted reporting cases, CGIS special
agents will be responsible for ensuring collection and proper handling
of evidence.
(p) Explain to the victim that in
restricted reporting cases the evidence collected will be kept in
storage for up to 12 months and will be available during that time
should the victim choose unrestricted reporting.
(q)
Ensure that any evidence collected under restricted reporting, to
include the completed Victim’s Sexual Assault Evidence Collection Kit,
is forwarded via overnight express delivery directly to CGIS
Headquarters per enclosure (2) for storage. Use only the assigned case
number to identify the evidence.
(r) Ensure that the
CGIS PI CCN, created at the time CGIS Headquarters receives the
evidence, is recorded in the victim’s case record in restricted
reporting cases involving forensic evidence.
(s) In
restricted reporting cases, contact the victim in the sixth and eleventh
month after forensic evidence was collected and confirm the victim’s
decision regarding whether or not to pursue an unrestricted
investigation. If the victim does not elect the unrestricted reporting,
notify CGIS Headquarters in writing on the 1-year anniversary of
submission of evidence. The written notification must reference the EAPC
tracking number and CGIS PI CCN. (CGIS Headquarters will then destroy
all evidence associated with the referenced EAPC tracking number and
CGIS PI CCN.)
(t) Act as an
advocate for victim as appropriate in providing information, as
requested by the victim, for personnel-related processes such as
Disability Retirement Boards and fitness for duty examinations, or other
processes which need a more complete understanding of the victim’s
experience. This is particularly applicable in cases involving
restricted reporting. Such disclosure, by itself, does not change the
victim’s reporting option in restricted cases.
(2) Notifications.
(a)
Ensure that the victim’s CO, the servicing legal office of the victim’s
command, and CGIS are notified immediately in all cases where the
victim elects unrestricted reporting.
(b) Report all
alleged sexual assault incidents, using the Sexual Assault Incident
Report Format in enclosure (3), in all cases and forward to Commandant
(CG-1112) by email message within two business days of notification. Use
the case tracking number to identify the case. Names or other personal
identifying information is not to be included in these reports and names
shall not be included in the file names used for this report. (No
reports with personal identifying information, or cross-reference list
containing personal identifying information, will be kept by Commandant
(CG-1112)).
(c) Arrange for regular meetings with the
Integrated Support Command/Headquarters Support Command Commanding
Officer (CO) (at least once each quarter in which an alleged assault is
reported) to provide information about the alleged assaults within the
AOR, particularly any information that may indicate a pattern involving
locations, personnel of certain ranks or assigned to one unit which
could place them at higher risk. The purpose of these discussions is to
enable the CO to provide informational advisories or other warnings to
members, and alert appropriate individuals, including sector and
district commanders, regarding preventable risks. The cognizant
Commander may choose to take actions such as restricting members from
certain locations, holding mandatory educational sessions, or any other
action intended to ensure a safer environment for members.
(d)
Send monthly updated reports to Commandant (CG-1112), using enclosure
(3), to provide additional information on assistance to victims and the
legal/investigatory disposition of cases. Reports shall be sent as an
encrypted, password-protected attachment to an email message. Use the
case tracking number to identify the case. These reports shall continue
until the case is resolved and the victim no longer is receiving
services. No names shall be included in these reports and names shall
not be included in the file names used for these reports.
(e)
With the victim’s consent, notify the cognizant EAPC when a victim
transfers to a new Work-Life office area of responsibility, if the
victim is still receiving treatment, counseling or other services
related to their assault, to ensure identification of appropriate
support options and follow up.
(3) Victim Support Person Standards and Qualifications.
(a)
Ensure that the VSP, if requested and assigned, has received VSP
training and is thoroughly familiar with requirements contained in this
Instruction.
(b) Ensure that the supervisor of each
VSP signs enclosure (5), Victim Support Person Supervisor Statement of
Understanding, and that each VSP signs enclosure (7), Victim Support
Person Statement of Understanding.
(c) Recruit and screen VSPs within the AOR to cover expected needs. Criteria for applicant selection include:
1. Has not suffered a major loss or experienced a significantly traumatizing incident within the preceding twelve months.
2.
Be emotionally mature: has good communication and interpersonal skills,
including the ability to readily empathize with the pain of others; can
easily relate to others in a genuine way regardless of rank, rate,
gender, or sexual orientation; and is not easily discouraged by anger
misdirected at him/her by people he/she is trying to help.
3. Have at least two years remaining at the unit upon completion of training.
4. Be recommended for VSP duties by his/her command.
5. Applicant meets the needs of the AOR in terms of location, rank, rate, gender, and diversity.
(d)
Certify in writing that the VSP has met requirements for a VSP
Competency Code. Provide document to the VSP with instructions to take
to his/her servicing personnel office so that this code can be properly
entered into their training record per reference (h).
(e)
Supervise VSPs in the performance of their duties to ensure compliance
with the requirements of this Instruction. Provide support, re-training,
and guidance as needed.
(f) Establish at least
monthly contact with all VSPs in the AOR to ensure their continued
availability and to provide additional information or training. Sending
email messages, with appropriate reading material included, meets this
requirement.
(g) Conduct monthly case updates with VSPs on all assigned open cases. Case updates may be telephonic.
(4) Training and Education.
(a)
Provide annual general mandated trainings on Sexual Assault Prevention
and the SAPRP as requested by Commands. This training shall minimally
provide information necessary for participants to meet the following
performance steps:
1. Identify the Coast Guard’s Zero Tolerance of Rape and Sexual Assault.
2. Identify the consequences if convicted to include jail time, dishonorable discharge and felony convictions.
3. Identify what constitutes “consent” and “lack of consent.”
4. Identify the Coast Guard’s policy on sexual assault response including the victim’s reporting options.
5. Recognize sexual assault when presented various scenarios.
6. Identify the required actions of bystanders.
7. Identify specific behaviors of the bystander that may help prevent sexual assault.
8. Identify specific behaviors of bystanders that may help prevent sexist behavior.
9. Identify how bystander behavior directly relates to Coast Guard Core Values of Honor, Respect, and Devotion to Duty.
10. Identify techniques for reducing the risk of sexual assault.
11. Identify protection against “date rape” drugs.
12.
Identify the impact of alcohol abuse in Rape and Sexual Assault cases
and one’s personal accountability when consuming alcohol.
13. Recognize the profile of a typical date or acquaintance rapist.
14. Recognize the effects of sexual assault on victims.
15. Identify assistance for victims.
16. Identify the role of the Victim Support Person including the methods for volunteering and the training provided.
17.
Identify Rape and Trauma Syndrome including how it impacts one’s life
far after the event and the importance of seeking both medical and
counseling services.
18. Identify sources of help including websites and local non-Coast Guard-resources.
(b)
Ensure that all Coast Guard HCPs in the AOR who may have contact with
victims understand the requirements in this Instruction.
(c)
When possible, provide additional trainings to COs, XOs, OINCs, XPOs,
medical staffs, and CGIS offices to address their unique concerns in
implementing requirements contained in this instruction.
(d)
Give all training participants a customer satisfaction form to
complete. Review and share results with the Work-Life staff supervisor.
(e) Provide references for all statistics used in the presentation as well as recommended websites and reading material.
(5) Other:
(a) Provide advice and assistance to commands in the AOR regarding sexual assault.
(b)
Identify local community medical treatment facilities equipped to
provide forensic medical exams specific to sexual assault victims,
preferably per standards provided in reference (i).
(c)
If the accused is a Coast Guard member, Cadet, civilian employee, or
family member of a Coast Guard member or Civilian employee, ensure that
he/she is contacted and offered support as appropriate after CGIS has
conducted an interview.
j. Coast Guard HCP shall:
(1)
Immediately inform the EAPC when an active duty member reports any
actual, alleged or suspected sexual assault covered under this
Instruction. If the EAPC is not available for on-site contact with the
victim, the HCP will ensure that requirements listed in paragraph
8.i.(1) are met to the extent possible.
(2)
Immediately report all allegations of sexual assault to CGIS and the
EAPC (or Work-Life supervisor if the EAPC is not available.) If the
victim is active duty and chooses the unrestricted reporting option,
immediately report the allegation to the victim’s command.
(3)
Provide victims who present at Coast Guard clinics any urgent first aid
or life-saving care indicated by their presenting symptoms or complaint
before they are referred to another source of care. In most cases,
Coast Guard HCPs will arrange for the victim to be transported to an
appropriate location for examination by a sexual assault forensic
examiner (SAFE) or sexual assault nurse examiner (SANE). When transport
to a SAFE/SANE is not possible, Coast Guard Medical Officers
(Physicians, Nurse Practitioners and Physician Assistants) with
appropriate clinical privileges may elect to assist victims by using a
Forensic Evidence Kit to gather specimens as indicated by the patient’s
history and presenting clinical signs. Note: Health Services Technicians
may not collect forensic evidence.
(4) Consult as
needed with the cognizant EAPC or the Sexual Assault Program Manager at
CGIS Headquarters for guidance on appropriate handling and disposition
of any forensic specimens, photographs, or other evidence.
(5)
Ensure that when examining a victim a gender appropriate chaperone is
provided, keeping in mind that the victim may be in a fragile emotional
state. VSPs or another Coast Guard member of the victim’s choice may
serve as a chaperone in these cases.
(6) Ensure that
any victim who reports a sexual assault receives appropriate testing and
counseling about sexually transmitted diseases, pregnancy, and
psychiatric care/counseling options.
(7) Obtain training on the requirements of this Instruction as needed from the EAPC.
k. VSP shall:
(1) Attend a minimum of 15 hours of Victim Support Person Training prior to being assigned to a support role.
(2) Provide emotional support and assistance to the victim per enclosure (8) and as directed by the EAPC.
(3)
Provide assistance to the victim by offering to and/or helping to
secure basic needs (e.g., provide clothing to wear home from the
hospital after the forensic exam, arrange transportation, contact a
family member/friend, etc., as requested by victim).
(4)
Make follow-up telephone contact(s) with the victim to provide
emotional support and to determine if additional referral services
should be provided. Also assist the victim with scheduling follow-up
counseling appointments.
(5) Attend mandatory annual training on use of this Instruction, which shall be provided or coordinated by the EAPC.
9. RESPONSE PROCEDURES.
a.
When a Coast Guard member is treated at a non-Coast Guard military
treatment facility the initial sexual assault response procedures of
that military service will apply. Normally, the service’s Sexual Assault
Response Coordinator (SARC) will contact the cognizant Coast Guard EAPC
to report the case. The EAPC will work with the SARC to determine an
initial follow-up care plan that best meets the needs of the victim.
Depending on the location, the SARC may continue to be involved but once
referred, the EAPC becomes responsible for ensuring proper management
of the case per this Instruction.
b. Responding to the
needs of the victim, once identified, will require a coordinated
approach to include the victim’s command (in those cases in which the
victim has chosen the unrestricted reporting option), the EAPC, HCP, and
VSP (if assigned). In order to ensure a reasonable response time, it is
critical that whoever is first to meet with the victim be fully
knowledgeable regarding the victim’s options and the requirements of
this Instruction and capable of explaining enclosure (8). EAPCs, VSPs,
and HCPs also need to be thoroughly familiar with all applicable laws
and local procedures in order to provide the victim an accurate
description of his or her rights and options.
c.
Sexual assault reporting procedures require EAPC notification for all
incidents of reported sexual assault. The EAPC, in turn, will assign a
VSP, if available, to assist the victim. Once any urgent medical
injuries have been treated, the HCP, EAPC, or VSP (if assigned) shall
advise the victim of the reporting options available to him or her,
explaining the benefits and limitations of each, and document the
reporting option the victim selects using enclosure (8).
d.
At the victim’s discretion or request, the HCP, VSP, or EAPC shall
arrange for the victim to have forensic evidence collected. To safeguard
the victim’s identity in restricted reporting cases, the case tracking
number will be used to label the evidence collected.
e.
Evidence in restricted reporting cases will be forwarded to CGIS
Headquarters for storage up to 12 months after the assault was reported.
f. When a victim requests restricted reporting and
there are concerns regarding imminent threat and safety, the HCP or EAPC
will consult with the servicing legal office of the victim’s command
and CGIS before deciding to deny the victim's request for restricted
reporting. The VSP will not participate in the final decision; their
role is limited to providing information about safety issues to the EAPC
and/or HCP.
g. If at any time a victim elects to
change his or her reporting preference from restricted to the
unrestricted reporting option, the EAPC shall immediately notify the
victim’s command, the servicing legal office of the victim’s command,
and CGIS.
h. Collaboration with DoD Military Treatment
Facilities (MTFs) and the military branch sexual assault prevention and
response personnel and civilian medical facilities will be essential in
many incidents. Coast Guard HCPs, EAPCs and VSPs will need to be
familiar with the local civilian facility or MTF’s procedures and
prepared to liaison with the treatment facility’s personnel in each
case, as applicable, to ensure assistance and advocacy for victims
covered under this Instruction.
i. Support services
are to be provided as appropriate when the accused is a Coast Guard
member. The command should monitor the well-being of the accused,
particularly for any indications of suicide ideation, and ensure
appropriate intervention occurs. Additionally:
(1) The accused is to be considered innocent until proven guilty in a legal proceeding.
(2)
Command representatives shall not interview the accused about the
incident. Investigative interviews of alleged perpetrators, victims, and
witnesses in suspected incidents of rape or sexual assault shall only
be conducted by CGIS special agents.
(3) The accused will be treated respectfully, with appropriate care and concern, at all times.
(4)
Information about the accused and the incident is to be closely held.
Only those who have an official need to know are to have access to this
information.
10. PRIVACY PROVISIONS. The Privacy Act
and the Health Insurance Portability and Accountability Act (HIPAA) of
1996 apply to records that contain protected health information. These
acts and regulations place procedural requirements on the use and
disclosure of such information.
a. The Coast Guard
Healthcare Program may disclose protected health information about an
individual whom it reasonably believes to be a victim of violence or
sexual assault to a government authority, including a social service or
protective services agency, authorized by law to receive such reports
if:
(1) The victim agrees to the disclosure; or
(2)
The disclosure is required by law and the disclosure complies with and
is limited to the relevant requirements of such law; or
(3) The disclosure is expressly authorized by statute or regulation; and
(a)
The Coast Guard Healthcare Program, in the exercise of professional
judgment, believes the disclosure to be necessary to prevent serious
harm to the victim or other potential victims; or
(b)
The victim is incapacitated and unable to agree to disclose their
protected health information. A law enforcement or public official,
authorized to receive the report, shall verify the purpose that such
disclosure is sought, that it is not intended to be used against the
victim, and that immediate enforcement activity is dependent upon the
disclosure and would be adversely affected by waiting until the
individual is able to agree to the disclosure.
b. When
information is disclosed, the Coast Guard Healthcare Program must
promptly inform the person who is the subject of the information
whenever it discloses reports of abuse, neglect, or domestic violence.
There are two exceptions to this requirement:
(1) If the Healthcare representative believes informing the person would place him or her at risk of serious harm, or that
(2)
The Coast Guard Healthcare Program would be informing a personal
representative who it reasonably believes is responsible for the abuse,
neglect, or violence.
11. ENVIRONMENTAL ASPECT AND
IMPACT CONSIDERATIONS. Environmental considerations were examined in the
development of this directive and have been determined to be not
applicable.
12. FORMS/REPORTS AVAILABILITY. The forms
called for in this instruction are available in USCG Electronic Forms on
the Standard Workstation or on the Internet
http://www.uscg.mil/forms/default.asp, Intranet at
http://cgweb2.comdt.uscg.mil/CGFORMS/Welcome.htm, and CG Central at
http://cgcentral.uscg.mil.
Mark J. Tedesco /s/
Director of Health and Safety